How unlisted public companies register for trading on UPCoM

Trading registration procedures:

Ø       Choose a securities company as an assistance commitment organization and sign contract of assistance commitment;

Ø       Cooperate with assistance commitment organiztion to register, deposit securities at VSD and register for trading at HNX;

Ø       After getting approval of trading registration, trading registration organization discloses information and completes other procedures to register the first trading date for securities;

Documents for trading registration:

ü       Application for trading registration at HNX;

ü       Contract of assistance commitment;

ü       Company Prospectus;

ü       Securities Depository Certificate granted by VSD;

Trading registration process